Close

Let’s talk about what’s next for you Talk to us

Our representatives and specialists are ready with the solutions you need to advance your business.

Want to speak with a sales representative?

Table Heading
+1 800 353 0103North America
+442075513000EMEA
+65 6438 1144APAC

Thank you.

Your sales rep submission has been received. One of our sales representatives will contact you soon.

Want to speak with a sales representative?

Table Heading
+1 800 353 0103North America
+442075513000EMEA
+65 6438 1144APAC

Disclosures for Mutual Funds

Streamlined management of regulatory documents

CONTACT US

Help your mutual fund clients manage complex regulatory communications with less effort at a lower cost with our unique, single-source solution. Our document management and EDGAR tools and services support the preparation of specialized legal, financial and marketing documents required of mutual funds.

Prepare, print and file regulatory documents accurately and efficiently

Our end-to-end solution combines innovative software and expert services to manage EDGAR filings, XBRL tagging, printing and fulfillment for financial reports, prospectuses, fund fact sheets and other filings.

icon product feature
Typesetting and HTML
icon product feature
Dedicated Team of Mutual Fund CPAs
icon product feature
SEC Filing, Print and Mailing
icon product feature
N-1A, N-CSR, N-SAR and N-Q
icon product feature
Supplements and Summary Prospectus
Carousel Image

Accuracy and compliance every time you file

Gain confidence in your compliance with SEC disclosure requirements by partnering with a trusted, experienced provider. We are the third-largest filer with the SEC, processing more than 60,000 filings each year.

Efficiency, convenience and value

Experience convenience and control over all of your document management, SEC compliance and regulatory communications needs.

  • Full service document composition and self-service software flexibility
  • EDGAR HTML conversion and SEC filing for your prospectuses, financial reports and other regulatory documents
  • Team of CPAs experienced in XBRL mutual fund risk and return
  • Design and translation services
  • On-demand and offset print capabilities

Why a single-source solution?

We offer the only true single-source solution to streamline regulatory compliance management for mutual funds.

  • Accuracy and compliance
  • Maximized control
  • Consolidation of all documents with one provider
  • Fast turnaround and convenient service
  • Flexible delivery model
  • Transparent billing with no hidden fees
See Product Specifications Hide Product Specifications
Video

SEC Disclosures, Simplified

Keep up with regulations and the speed of business without sacrificing accuracy. Explore a faster, easier way to create, manage and file disclosures.

How We Can Help

A trusted partner for mutual fund disclosures

33%
Of SEC filings leverage our software or services.
66K+
EDGAR filings processed each year.
#3
Third largest filer of SEC documents.
Fact Sheet
Broadridge for Law Firms: Simply Aligned
Video
Single-Source Efficiency
Press Release
Broadridge Enhances Document Composition and Compliance Reporting Capabilities, Acquires Summit Financial Disclosure, LLC

Let’s talk about
what’s next for you

Our representatives and specialists are ready with the solutions you need to advance your business.
REQUEST INFORMATION
Law Firms

Simplify capital markets and annual compliance disclosure

Whether communicating with shareholders, meeting SEC requirements or going public, your clients rely on you for guidance on their most critical compliance and governance activities. We support these efforts with innovative solutions from a single, trusted partner.
Annual Compliance
Capital Markets Disclosures
Print Solutions
Enhanced Proxy Design
Corporate Action Services
Disclosures for Mutual Funds
SEE MORE PRODUCTS
demandbase_registry_company_name =
demandbase_registry_city =
demandbase_registry_state =
demandbase_registry_zip_code =
demandbase_registry_area_code =
demandbase_registry_country =
demandbase_registry_country_code =
demandbase_registry_latitude =
demandbase_registry_longitude =
demandbase_company_name =
demandbase_demandbase_sid =
demandbase_marketing_alias =
demandbase_industry =
demandbase_sub_industry =
demandbase_employee_count =
demandbase_isp =
demandbase_primary_sic =
demandbase_street_address =
demandbase_city =
demandbase_state =
demandbase_zip =
demandbase_country =
demandbase_country_name =
demandbase_phone =
demandbase_stock_ticker =
demandbase_web_site =
demandbase_annual_sales =
demandbase_revenue_range =
demandbase_employee_range =
demandbase_b2b =
demandbase_b2c =
demandbase_traffic =
demandbase_latitude =
demandbase_longitude =
demandbase_fortune_1000 =
demandbase_forbes_2000 =
demandbase_information_level =
demandbase_audience =
demandbase_audience_segment =
demandbase_ip =
demandbase_registry_dma_code =
demandbase_registry_country_code3 =